Privacy Policy

An important part our relationship as your financial advisor is the information you share with us. We want you to know how we treat your private information.

Our Privacy Policy

In providing financial services, we collect certain non-public information about you. Our policy is to keep this information confidential, and to use or disclose it only as needed to provide services to you, or as required by law. Protecting your privacy is important to us.

Information We Collect

The non-public personal information we collect about you includes information provided on account applications, account statements, or estate documents, as well as through verbal communications.  This could include:

  • Your name and address
  • Social Security Number
  • Investment objectives and experience
  • Financial circumstances
  • Employment
  • Account balances and account transactions

Information We Disclose

We disclose non-public personal information about you to third parties (i.e. accountants, attorneys, etc.) as authorized by you, or when required by law.  We do not sell your personal information to anyone.

How Information Is Used

We use your personal information to provide financial advisory and asset management services, such as generating a financial plan and managing your investment account. We may disclose this information to third parties as permitted by law, including the outside custodians, administrators, transfer agents, accountants or attorneys that we work with to provide our services to you. From time to time, we must give information about our business to regulatory authorities. This may include personal information about you.